12th Annual Registrant Regulation Summit

Prepare for new developments on client-focused reforms, investor protection, sales practices, derivatives, and open banking

With new updates from the CSA rapidly changing the playing field in which you operate, you must be prepared and adapt quickly.

Engage in special Q&A sessions with the regulators in the country to update your compliance process.

• Plan for client-focused reforms
• Address embedded commissions
• Prepare for NI 93-101 and NI 93-102
• Leverage RegTech for your operations
• Anticipate the future of advice
• Achieve compliance excellence

Taking place May 14 – 15, 2019 at the Hilton Doubletree Toronto, come together with industry thought leaders including HSBC, 1832 Asset Management, Canoe Financial, Alberta Securities Commission, BMO, RBC, Scotiabank, Sun Life Financial and many more.